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371	(Provisional Translation) April 3, 2015 Securities and Exchange Surveillance Commission The Securities Inspection Policy and the Program for FY2015 I. Securities Inspection Policy Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2015-05-22 03:00:56 Economy Finance Money Cabinet Office Securities and Exchange Surveillance Commission Central Securities Depositories Payment systems Self-regulatory organizations Investment Money laundering Depository Trust & Clearing Corporation Investment management
372	INTERNAL REVENUE COMMISSION TAXPAYER GUIDE PAYING YOUR TAX BY ELECTRONIC FUNDS TRANSFER The Internal Revenue Commission is now able to accept payments of taxes electronically. This means that you no longer Add to Reading List Source URL: www.irc.gov.pg Language: English - Date: 2015-03-13 19:24:26 Economy Business Money Taxation in Australia Public finance Tax Income tax in the United States Cheque Payment Income tax in Australia Taxation in the United States Qualified intermediary
373	Mirabaud: Morgan Stanley Deal - "a Significant Step Forward" Add to Reading List Source URL: www.fintechgroup.com Language: English - Date: 2016-02-24 02:25:08 Finance Economy Money Stock market 73rd United States Congress Securities Act U.S. Securities and Exchange Commission Investment Security Long-Term Capital Management Morgan Stanley
374	Edition 11 Markets Regulation Client Newsletter - November 2014 This is a monthly update presented by business theme to help you understand the changing regulatory landscape. Information prepared as Add to Reading List Source URL: cib.rbs.com Language: English Economy Finance Money Systemic risk European Market Infrastructure Regulation Swap Execution Facility Over-the-counter Derivative Commodity Futures Trading Commission Basel III DoddFrank Wall Street Reform and Consumer Protection Act Financial transaction tax
375	Niemeyer, Clint From: Sent: Subject: Lord, Dan Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:01:51 Economy Finance Money Stanford Financial Group Criminal investigation Great Recession Corporate crime U.S. Securities and Exchange Commission Stanford International Bank Security Securities Investor Protection Corporation Laura Pendergest-Holt
376	ALABAMA SECURITIES COMMISSION Post Office BoxMontgomery, AlabamaTelephone: (orFax: (Email: Website: www.asc.alabama.gov Investor Alert: Add to Reading List Source URL: asc.alabama.gov Language: English - Date: 2013-11-18 14:01:43 Economy Finance Money Investment Funds Gold investments Security Precious metals Gold as an investment Exchange-traded fund Investor Mutual fund
377	MEDIA RELEASE International Organization of Securities Commissions Organisation internationale des commissions de valeurs Organização Internacional das Comissões de Valores Organización Internacional de Comisiones d Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-05-09 09:41:31 Financial regulation Economy International Organization of Securities Commissions Securities commission Government Securities Commission of New Zealand Derivative Finance Trinidad and Tobago Securities and Exchange Commission Comisin Nacional del Mercado de Valores
378	Commodities Fraud: A serious problem Add to Reading List Source URL: www.smartcheck.cftc.gov Language: English - Date: 2016-06-15 15:37:49 Economy Commodity markets Finance Money Self-regulatory organizations Commodity Futures Trading Commission Commodity pool Financial Industry Regulatory Authority Futures contract Foreign exchange market
379	IOSCO and PIFS-Harvard Law School Launch Global Certificate Program for Regulators of Securities Markets Add to Reading List Source URL: www.iosco.org Language: English - Date: 2016-04-26 07:04:37 Financial regulation Economy International Organization of Securities Commissions Systemic risk Securities commission Government Securities Commission of New Zealand Finance Comisin Nacional del Mercado de Valores
380	25 JanuaryRecent Trends in Securities Class Action Litigation: 2015 Full-Year Review Record Number of Cases Being Filed Faster than Ever with the Shortest Alleged Class Periods Add to Reading List Source URL: www.carolinasclassaction.com Language: English - Date: 2016-04-13 13:06:35 SEC filings Private Securities Litigation Reform Act Initial public offering Economy Financial economics Finance Corporate crime U.S. Securities and Exchange Commission Securities Litigation Uniform Standards Act

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